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IRDAI COMPLIANCE SOFTWARE

Keep Every Workflow AI-Checked and Audit-Ready

FT Compliance tracks regulatory checkpoints across onboarding, policies and claims, surfaces exceptions early, and maintains connected evidence for stronger compliance control and audit readiness.

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✓ Workflow-Linked Compliance Activity Records
✓ Automated Compliance Checks
✓ Connected Audit Evidence
FT Compliance Software Interface
⚡
Connected Audit Evidence
Workflow-linked records
WHERE COMPLIANCE BREAKS

Fill Compliance Gaps Inside Daily Workflows

Licences, documents, commissions and policy actions move across teams and systems. When compliance is tracked separately, gaps surface late and audit preparation becomes a manual chase for evidence.

CENTRALISED RECORDS

Keep Compliance Records in One Place

Bring PoSP licences, policy documents and commission records into one connected view, so reviews start with evidence already organised.

Benefit Faster Review Readiness
EARLY GAP DETECTION

Surface Compliance Gaps Before Review

Flag missing records, expired credentials and workflow exceptions as they occur, helping compliance teams act before issues move further downstream.

Benefit Earlier Compliance Action
RENEWAL TRACKING

Keep Renewals Ahead of Deadlines

Track licence and document expiry dates with alerts and status visibility, so teams can follow up before renewals become overdue.

Benefit Fewer Missed Renewals
FT Compliance connects records, surfaces gaps early and tracks renewals automatically → helping your team stay review-ready without constant manual follow-up.
HOW IT WORKS

From Every Insurance Action to One Compliance Record

FT Compliance connects checks, alerts and activity records to insurance workflows, reducing manual follow-up and fragmented compliance tracking.

STEP 01 / 06

Map Checks to Insurance Workflows

Configure relevant compliance checkpoints across POSP, policy, commission and renewal workflows.

STEP 02 / 06

Track Activity Continuously

Monitor relevant records and workflow activity against configured compliance checkpoints as operations move forward.

STEP 03 / 06

Surface Gaps When They Appear

Flag missing records, expired credentials or configured rule exceptions for timely compliance review.

STEP 04 / 06

Route Issues to the Right Team

Direct flagged items to the relevant team with the context needed for review and follow-up.

STEP 05 / 06

Keep Every Action Traceable

Maintain activity records as compliance teams review, update and close flagged items.

STEP 06 / 06

Prepare Records for Review

Bring relevant compliance records together for internal review, reporting and audit preparation.

MANAGING COMPLIANCE, DAY TO DAY

One Compliance View. Fewer Follow-Ups. Clearer Control.

One view for POSP status and compliance oversight.

POSP / AGENT

For the POSP / agent

✓
Licence status — See certification validity and renewal dates in one view.
✓
Document checklist — See pending records and the next action required.
✓
Renewal reminders — Get alerts before certification dates expire.
COMPLIANCE / BACK OFFICE

For compliance / back office

✓
Compliance monitoring — Track configured checkpoints across relevant workflows continuously.
✓
Alert routing — Send flagged items to the right team for review.
✓
Licence tracking — See POSP certification and renewal status across teams.
✓
Compliance reporting — Prepare relevant records for review.
One compliance record | POSP status visibility | Compliance Admin Console
AI IN COMPLIANCE

Use AI to Surface Compliance Gaps Faster

AI assists monitoring and exception detection while configured rules and compliance teams retain control.

AI-assisted monitoring

Review POSP, policy and commission records against configured checkpoints without relying only on manual checks.

Exception detection

Surface missing records, expired credentials and configured rule exceptions for compliance review.

Automated alert routing

Send flagged items to the relevant team with the context needed for action.

Insurance-linked context

Connect compliance activity with policy and POSP records already managed within FondosTech.

BUILT FOR

Compliance That Keeps Up With Insurance Operations

Give every team clearer visibility across checks, records and renewals.

Insurance brokers

Keep policy, POSP and commission records visible across insurer relationships without rebuilding evidence each review.

Insurance agencies

Track licences, documents and renewals as your POSP network grows, without multiplying manual follow-up.

Banks and NBFCs

Support compliance tracking across authorised insurance distribution workflows connected to lending and financial products.

Corporates

Maintain visibility across broker, partner and group insurance compliance records.

Policy or POSP Actions Occurs ➔ AI backed checks against IRDAI requirements ➔ Violation Flagged Instantly ➔ Audit Trail Updated Automatically
THE DIFFERENCE

Move From Compliance Tracking to Control

See what changes when compliance sits inside daily workflows.

WITHOUT FT COMPLIANCE
✕
Records spread across files and systems
✕
Gaps found during periodic reviews
✕
Renewals depend on manual trackers
✕
Evidence rebuilt before reviews
✕
Status sits across multiple tools
✕
Review preparation requires record chasing
✕
Teams follow up manually on exceptions
⚡ WITH FT COMPLIANCE
✓
Relevant records connected through one workflow
✓
Configured exceptions surfaced during workflows
✓
Dates and reminders stay visible
✓
Activity records stay connected
✓
Relevant status visible in one view
✓
Records are easier to retrieve
✓
Flagged items reach the relevant team
COMPLIANCE SOFTWARE, EXPLAINED

Compliance Questions, Clearly Answered

Answers on monitoring, POSP records, alerts, reporting and implementation.

Book a demo

IRDAI compliance software helps insurance teams track records, workflows and checkpoints relevant to regulatory operations. It supports compliance processes; regulatory responsibility remains with the applicable insurer or intermediary.

AI assists with monitoring records and surfacing potential exceptions against configured checkpoints, while compliance teams and business rules remain part of the review process.

Yes. Relevant users can view certification status, pending document requirements and renewal reminders through the applicable interface.

FT Compliance connects with policy and POSP records already managed within the FondosTech insurance technology environment.

It keeps relevant compliance activity and records connected through the workflow, helping teams retrieve evidence without rebuilding the trail from scattered files.

Yes. The platform can track certification dates and send renewal reminders to relevant users before the recorded expiry date.

Yes. FT Compliance is designed around insurance workflows, connecting compliance activity with POSP, policy and commission records managed within FondosTech.

Yes. Relevant records can be brought together for compliance review and reporting, subject to the configured implementation scope.
SEE IT IN ACTION

Bring Compliance Into Daily Insurance Operations

See how FT Compliance connects checks, alerts and records across your workflows.

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